Filing Requirements

Listing of Current Filing Forms

Linked to each type of insurance is the list of required items that must be submitted with a filing. Failure to submit these items with a filing may result in immediate disapproval as an incomplete filing. (See Rule 836-010-0011 and Bulletin 2006-5)

New & Innovative Product Designs

Life/Annuities

• Group Life
• Individual Life
• Group Annuities
• Individual Annuities
• Life Illustration Certification
• Accidental Death
• Applications
• Advertisements
• Supplemental Riders,
    Endorsements, etc.
• Life Settlement

Health

• Group Health
• Individual Health
• Small Group Health
• Advertisements
• Multiple Employer Welfare
    Arrangements
• Modification and Discontinuance

Other

• Associations, Trusts, and
    Discretionary Groups
• Credit Life and Health
• Changes to Business
    Operations
    (assumptions, mergers, etc.)
• Legal Expense
• Stop Loss/Excess Loss
• Title
• Service Contracts (obligors)
• Vehicle Protection Product (Warrantors)

Property/Casualty

• Personal Lines
• Commercial Lines
• GAP/Collateral
    Protection/Residual Value
• Home Protection
• Mechanical Breakdown
• Mortgage Guaranty
• Personal Inland Marine
• Provider Excess
• Surety and Fidelity
• Trip Travel
• Credit Products
• Crop/Hail/Aircraft
• Vehicle Rental Company
    Auto Insurance
• Rating Organization Loss Cost
• Rating Organization Form
    Adoption
• Misc: Applications, Simple
    Endorsements, Declaration
    & Title Pages, Advertisements

Workers' Compensation

• Workers' Compensation
• Large Deductible and
    Large Risk Alternative Rating Plans